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Steven is the Chief Compliance Officer for LGT Vestra US having joined in 2013. Steven assumes responsibility for the compliance oversight of both UK Financial Conduct Authority and U.S. Securities and Exchange Commission regulations for the firm. Prior to joining LGT Vestra US, Steven spent three years with Babson Capital Europe Limited and before that Smith & Williamson Investment Management. Steven has spent ten years within the financial services compliance sector, and is an associate of the Chartered Institute for Securities & Investment.